John Planell, financial advisor Wilton CT

John Planell

CRD Number: 1333455
Current Firm: Round Rock Advisors LLC

John Planell (CRD# 1333455) is an Investment Advisor Representative working at Round Rock Advisors LLC in Wilton, CT and has over 39 years of experience in the finance industry. John Planell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Round Rock Advisors LLC New Canaan, CT Apr 2017 - Current 6
Ameriprise Financial Services, Inc. New Canaan, CT Sep 2005 - Apr 2017 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1985
Contact Info for John R. Planell
Phone Number: (203) 920-4774
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    673
    MILLIONS
  • Total Number of Accounts
    1,816
    ACCOUNTS
  • Average Account Value
    $370,756
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, CT, FL, IL, MA, MD, NC, NH, NJ, NY, PA, SC, TX, VA, WA

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