Regis Rodrigues, financial advisor New Caney TX

Regis Rodrigues

CRD Number: 6168477
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regis Rodrigues (CRD# 6168477) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New Caney, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. New Caney, TX Mar 2019 - Current 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Caney, TX Feb 2019 - Current 5
Key Investment Services Lakewood, CO Oct 2018 - Jan 2019 < 1
Keybank Lakewood, CO Jan 2018 - Jan 2019 1
Copacabana Grill Catering LLC Commerce City, CO Dec 2013 - Jan 2019 5
Jp Morgan Securities LLC Aurora, CO Feb 2013 - Jan 2018 4
Jpmorgan Chase Bank Aurora, CO Mar 2012 - Jan 2018 5
R & R Flooring, LLC Commerce City, CO Jan 2016 - Apr 2017 1
Copacabana Grill Catering LLC Centennial, CO Sep 2013 - Oct 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Regis M. Rodrigues
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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