Regis Rodrigues, financial advisor New Caney TX

Regis Rodrigues

CRD Number: 6168477
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Regis Rodrigues (CRD# 6168477) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New Caney, TX and has over 2 years of experience in the finance industry.

Similar Advisors
Ian Abbott, financial advisor New Caney TX
Ian H. Abbott
CRD# 5637067
Valic Financial Advisors, Inc.
Similar Advisors
Catherine Abbruscato, financial advisor New Caney TX
Catherine E. Abbruscato
CRD# 5776541
Equitable Advisors, LLC
Similar Advisors
Karen Abramski, financial advisor New Caney TX
Karen K. Abramski
CRD# 4079212
Lpl Financial LLC
Company Name Location Dates Years
Bank Of America, N.a. New Caney, TX Mar 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Caney, TX Feb 2019 - Current 2
Key Investment Services Lakewood, CO Oct 2018 - Jan 2019 < 1
Keybank Lakewood, CO Jan 2018 - Jan 2019 1
Copacabana Grill Catering LLC Commerce City, CO Dec 2013 - Jan 2019 5
Jp Morgan Securities LLC Aurora, CO Feb 2013 - Jan 2018 4
Jpmorgan Chase Bank Aurora, CO Mar 2012 - Jan 2018 5
R & R Flooring, LLC Commerce City, CO Jan 2016 - Apr 2017 1
Copacabana Grill Catering LLC Centennial, CO Sep 2013 - Oct 2015 2
Texas De Brazil Denver, CO Mar 2012 - Jul 2012 < 1
Fx Inc. Aurora, CO May 2010 - Mar 2012 1
Texas De Brazil Denver, CO Dec 2011 - Feb 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Regis M. Rodrigues
Phone Number: 800-637-7455
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.