Nicholas Mrozek, financial advisor New Castle PA

Nicholas Mrozek

CRD Number: 6681580
Current Firm: Cambridge Investment Research Advisors, Inc.

Nicholas Mrozek (CRD# 6681580) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in New Castle, PA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Jul 2018 - Current 3
Mrozek Financial New Castle, PA Aug 2016 - Current 5
Cambridge Investment Research, Inc. Fairfield, IA Jul 2016 - Current 5
Youngstown State University Youngstown, OH May 2014 - May 2018 4
Youngstown State University Honors College Youngstown, OH Jan 2015 - May 2016 1
Union Area High School New Castle, PA Aug 2007 - May 2014 6
Sears New Castle, PA Nov 2012 - Jan 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2019
Contact Info for Nicholas A. Mrozek
Phone Number: 641-472-5100
Registered State(s):
  • OH
  • PA
By the Numbers
  • Total Assets Under Management
    68,505
    MILLIONS
  • Total Number of Accounts
    337,618
    ACCOUNTS
  • Average Account Value
    $202,907
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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