Frank RioloCRD Number: 6377284
Current Firm: Lpl Financial LLC
Frank Riolo (CRD# 6377284) is an Investment Advisor Representative working at Lpl Financial LLC in New City, NY and has over 6 years of experience in the finance industry. Frank Riolo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Financial Life Focus, LLC
Park Avenue Securities LLC
Citigroup Global Markets Inc.
|Lpl Financial LLC||New City, NY||Aug 2021 - Current||< 1|
|Ameriprise Financial Services, Inc.||Suffern, NY||Jul 2014 - Aug 2021||7|
|Conversation, LLC||New York, NY||Jan 2012 - Jun 2014||2|
|New York University||New York, NY||Sep 2010 - Dec 2011||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2015|
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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