Theresa FlemmaCRD Number: 1315768
Current Firm: M. Griffith Investment Services, Inc.
Theresa Flemma (CRD# 1315768) is an Investment Advisor Representative working at M. Griffith Investment Services, Inc. in New Hartford, NY and has over 33 years of experience in the finance industry. Theresa Flemma has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Wells Fargo Advisors, LLC
Cadaret Grant & Co Inc.
M. Griffith Investment Services, Inc.
|M. Griffith, Inc.||New Hartford, NY||Jul 1989 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1984|
|S65||NASAA Investment Advisors Law Examination||Feb 2007|
Total Assets Under Management1,141MILLIONS
Total Number of Accounts2,420ACCOUNTS
Average Account Value$471,333
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AZ, CA, CO, CT, FL, GA, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA, WV