Joseph PriorCRD Number: 368045
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Joseph Prior (CRD# 368045) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New Haven, CT and has over 41 years of experience in the finance industry.
Springboard Asset Management LLC
Lincoln Financial Advisors Corporation
Equitable Advisors, LLC
|Bank Of America, N.a.||New Haven, CT||Jul 2011 - Current||10|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New Haven, CT||Jan 1974 - Current||48|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1981|
|S65||NASAA Investment Advisors Law Examination||Mar 1996|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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