Michael HaggertyCRD Number: 5545627
Current Firm: Ubs Financial Services Inc.
Michael Haggerty (CRD# 5545627) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New Haven, CT and has over 3 years of experience in the finance industry.
Sagepoint Financial, Inc.
Halsey Associates Inc.
Kanner Financial Services LLC
|Ubs Financial Services Inc.||New Haven, CT||Apr 2013 - Current||3|
|Weston Securities Corporation||Wellesley, MA||Jun 2011 - Mar 2013||1|
|Full Time College Student||Waltham, MA||Sep 2008 - May 2011||2|
|The Hartford||Hartford, CT||Jun 2010 - Aug 2010||< 1|
|Ubs||New Haven, CT||Jun 2008 - Sep 2008||< 1|
|Full Time Student||Guilford, CT||Jan 2002 - Jun 2008||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV