Richard Curtis Jr.CRD Number: 1975752
Current Firm: Ubs Financial Services Inc.
Richard Curtis Jr. (CRD# 1975752) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New Haven, CT and has over 15 years of experience in the finance industry.
Lpl Financial LLC
Springboard Asset Management LLC
Sagepoint Financial, Inc.
|Ubs Painewebber||New Haven, CT||Jan 2002 - Current||15|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV