Chad Pugh, financial advisor New Iberia LA
58 score

Chad Pugh

CRD Number: 4519789
Current Firm: Cetera Investment Advisers LLC

Chad Pugh (CRD# 4519789) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in New Iberia, LA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC New Iberia, LA Jan 2014 - Current 2
Regions Bank New Iberia, LA Nov 2013 - Current 3
Cetera Investment Servces LLC St.cloud, MN Nov 2013 - Current 3
Hancock Investment Services, Inc. Baton Rouge, LA Oct 2012 - Nov 2013 1
Hancock Bank Baton Rouge, LA Oct 2012 - Nov 2013 1
Fbt Investments, Inc. Baton Rouge, LA Nov 2009 - Oct 2012 2
Capital One Investment Services Corporation Baton Rouge, LA May 2008 - Nov 2009 1
Capital One Investments, LLC New Orleans, LA Sep 2002 - Nov 2009 7
Capital One, N.a. Baton Rouge, LA Sep 2002 - Nov 2009 7
Hibernia Insurance Agency, LLC Harahan, LA Sep 2002 - Feb 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2006
S66 NASAA Uniform Combined State Law Examination Apr 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Chad A. Pugh
Phone Number: 888-528-2987
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Chad Pugh and other advisors.
BADGES
58

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