James CrawfordCRD Number: 56701
Current Firm: Ubs Financial Services Inc.
James Crawford (CRD# 56701) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New London, CT and has over 40 years of experience in the finance industry.
Lansdowne Wealth Management, LLC
Citizens Securities, Inc.
Commonwealth Financial Network
|Ubs Financial Services Inc.||New London, CT||Mar 2015 - Current||7|
|Highland Capital Brokerage||New London, CT||Jun 2011 - Mar 2015||3|
|The Financial Workshop, Inc.||New London, CT||Jan 2011 - Mar 2015||4|
|Insurance Non-variable||Bridgeville, PA||Dec 2009 - Mar 2015||5|
|Insurance Non-variable||Hartford, CT||Dec 2009 - Mar 2015||5|
|Raymond James Financial Services Advisors, Inc.||New London, CT||Jan 2009 - Mar 2015||6|
|Raymond James Financial Services, Inc.||Noank, CT||Jan 1999 - Mar 2015||16|
|Independent Insurance Agent||West Hartford, CT||Jun 1994 - Mar 2015||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1981|
|S65||NASAA Investment Advisors Law Examination||Jun 1995|
Total Assets Under Management692,292MILLIONS
Total Number of Accounts1,073,865ACCOUNTS
Average Account Value$644,673
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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