Bennett Berman (CRD# 19627) is an Investment Advisor Representative working at The Pinnacle Financial Group in The Villages, FL and has over 41 years of experience in the finance industry.
CRD# 2227187
Merit Financial Advisors
CRD# 2882852
Pnc Investments
CRD# 5563678
Missionsquare Retirement
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | The Villages, FL | Mar 2020 - Current | 4 |
| The Pinnacle Financial Group | The Villages, FL | Feb 2019 - Current | 5 |
| Ubs Financial Services Inc. | Pt Jefferson, NY | Mar 2011 - Mar 2020 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1982 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management1,204MILLIONS
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Total Number of Accounts5,266ACCOUNTS
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Average Account Value$228,618
- A percentage of assets under your management
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