Mark Jones, financial advisor New Milford CT

Mark Jones

CRD Number: 5136521
Current Firm: Securities America Advisors, Inc.

Mark Jones (CRD# 5136521) is an Investment Advisor Representative working at Securities America Advisors, Inc. in New Milford, CT and has over 15 years of experience in the finance industry.

Similar Advisors
Debra Abbott-Walker, financial advisor New Milford CT
Debra A. Abbott-Walker
CRD# 5911611
Equitable Advisors, LLC
Similar Advisors
David Abel, financial advisor New Milford CT
David T. Abel
CRD# 5529122
Mml Investors Services, LLC
Similar Advisors
Luis Abella, financial advisor New Milford CT
Luis A. Abella
CRD# 2809814
Edward Jones
Company Name Location Dates Years
Securities America, Inc. New Milford, CT Dec 2018 - Current 2
Securities America Advisors New Milford, CT Dec 2018 - Current 2
Questar Capital Corporation Minneapolis, MN Sep 2009 - Dec 2018 9
Questar Asset Management Minneapolis, MN Sep 2009 - Dec 2018 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark C. Jones
Phone Number: 402-399-9111
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    39,299
    MILLIONS
  • Total Number of Accounts
    217,546
    ACCOUNTS
  • Average Account Value
    $180,647
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.