Erik GarciaCRD Number: 4453576
Current Firm: New Century Financial Group, LLC
Erik Garcia (CRD# 4453576) is an Investment Advisor Representative working at New Century Financial Group, LLC in New Orleans, LA and has over 10 years of experience in the finance industry.
Fpl Capital Management, LLC
Upperline Financial Planning, LLC
|New Century Financial Group, LLC||New Orleans, LA||Jul 2015 - Current||2|
|Royal Alliance||New Orleans, LA||Jun 2015 - Current||2|
|Garcia Insurance Services||New Orleans, LA||Jan 2010 - Current||7|
|The Leaders Group Inc.||Littleton, CO||Aug 2008 - Jun 2015||6|
|F I Garcia Insurance Agency||New Orleans, LA||Jan 2005 - Jan 2014||9|
|Securities Management And Research, Inc.||League City, TX||Sep 2001 - Aug 2008||6|
|American National Insurance||Baton Rouge, LA||Jul 2001 - Aug 2008||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2006|
|S65||NASAA Investment Advisors Law Examination||Jan 2011|
Total Assets Under Management208MILLIONS
Total Number of Accounts1,369ACCOUNTS
Average Account Value$151,790
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AZ, CA, CO, CT, FL, IL, LA, MA, MO, NC, NH, NJ, NY, OH, PA, PR, TN, TX, VA, WA, WI
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