Kaitlyn Carlson, financial advisor Marblehead MA

Kaitlyn Carlson

CRD Number: 6075785
Current Firm: Theory Planning Partners

Kaitlyn Carlson (CRD# 6075785) is an Investment Advisor Representative working at Theory Planning Partners in Marblehead, MA and has over 10 years of experience in the finance industry. Kaitlyn Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Theory Planning Partners, LLC Marblehead, MA Apr 2020 - Current 3
Bxo Marblehead, MA Apr 2020 - Dec 2020 < 1
Civitas, LLC Louisville, KY Aug 2019 - Apr 2020 < 1
Minot Wealth Management Westwood, MA Apr 2019 - Jul 2019 < 1
Ubs Financial Services Boston, MA Jun 2017 - Apr 2019 1
Ubs Financial Services New Orleans, LA Aug 2015 - Jun 2017 1
Putnam Investments Boston, MA Sep 2013 - Jul 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2014
S65 NASAA Investment Advisors Law Examination May 2014
Contact Info for Kaitlyn M. Carlson
Phone Number: 617-872-2790
Registered State(s):
  • LA
  • MA
  • NC
  • TX
  • UT
Current Firm Details
Theory Planning Partners
Firm's CRD Number: 308877
By the Numbers
  • Total Assets Under Management
    5
    MILLIONS
  • Total Number of Accounts
    25
    ACCOUNTS
  • Average Account Value
    $193,719
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Other
Types of Clients
Registered States

LA, MA, NC, TX, UT

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