Kaitlyn McInnis, financial advisor New Orleans LA
89 score

Kaitlyn McInnis

CRD Number: 6075785
Current Firm: Ubs Financial Services Inc.

Kaitlyn McInnis (CRD# 6075785) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New Orleans, LA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. New Orleans, LA Aug 2015 - Current 1
Putnam Inv./putnam Retail Management Andover, MA Sep 2013 - Jul 2015 1
Amherst College Amherst, MA Sep 2012 - Aug 2013 < 1
Putnam Investments Boston, MA Jun 2012 - Aug 2012 < 1
Amherst College Amherst, MA Sep 2011 - May 2012 < 1
Putnam Investments Boston, MA Jun 2011 - Aug 2011 < 1
Amherst College Amherst, MA Sep 2010 - May 2011 < 1
Kraft Sports Group Foxboro, MA Jun 2010 - Aug 2010 < 1
Amherst College Amherst, MA Sep 2009 - May 2010 < 1
Rb Hockey School Walpole, MA Jun 2009 - Aug 2009 < 1
Phillips Academy, Andover Andover, MA Sep 2005 - May 2009 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2014
S63 Uniform Securities State Law Examination Jan 2014
Contact Info for Kaitlyn A. McInnis
Phone Number: 201-352-3000
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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