Kaitlyn Carlson (CRD# 6075785) is an Investment Advisor Representative working at Theory Planning Partners in Marblehead, MA and has over 10 years of experience in the finance industry. Kaitlyn Carlson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7339646
Origin Investment Advisory LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Theory Planning Partners, LLC | Marblehead, MA | Apr 2020 - Current | 3 |
Bxo | Marblehead, MA | Apr 2020 - Dec 2020 | < 1 |
Civitas, LLC | Louisville, KY | Aug 2019 - Apr 2020 | < 1 |
Minot Wealth Management | Westwood, MA | Apr 2019 - Jul 2019 | < 1 |
Ubs Financial Services | Boston, MA | Jun 2017 - Apr 2019 | 1 |
Ubs Financial Services | New Orleans, LA | Aug 2015 - Jun 2017 | 1 |
Putnam Investments | Boston, MA | Sep 2013 - Jul 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2014 |
S65 | NASAA Investment Advisors Law Examination | May 2014 |
- LA
- MA
- NC
- TX
- UT
-
Total Assets Under Management5MILLIONS
-
Total Number of Accounts25ACCOUNTS
-
Average Account Value$193,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
LA, MA, NC, TX, UT
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