Nicholas Moran, financial advisor New Orleans LA
93 score

Nicholas Moran

CRD Number: 5616257
Current Firm: Morgan Stanley

Nicholas Moran (CRD# 5616257) is an Investment Advisor Representative working at Morgan Stanley in New Orleans, LA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney New Orleans, LA Apr 2010 - Current 6
Federated Investment Counseling Pittsburgh, PA Jan 2009 - Current 7
Mdt Advisers Boston, MA Jan 2009 - Apr 2010 1
Manning Architects New Orleans, LA Jan 2007 - Nov 2008 1
Giglielmo, Marks, Schutte, Terhoeve, And Love Baton Rouge, LA Jul 2007 - Dec 2007 < 1
Karl Senner, Inc. Kenner, LA May 2007 - Jul 2007 < 1
Cold Stone Creamery Baton Rouge, LA Sep 2005 - May 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Nicholas A. Moran
Phone Number: 914-225-5510
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nicholas Moran and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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