Lawrence SchallesCRD Number: 2972201
Current Firm: Principal Securities, Inc.
Lawrence Schalles (CRD# 2972201) is an Investment Advisor Representative working at Principal Securities, Inc. in New Port Richey, FL and has over 16 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Principal Life Insurance Company||New Port Richey, FL||Dec 2015 - Current||1|
|Princor Financial Services Corporation||New Port Richey, FL||Dec 2015 - Current||1|
|Voya Financial Advisors||Des Moines, IA||Sep 2014 - Dec 2015||1|
|Larry C Schalles, Cpa||New Port Richey, FL||Oct 1982 - Dec 2015||33|
|Ing Financial Partners, Inc.||Des Moines, IA||Feb 2007 - Sep 2014||7|
|Hornor, Townsend & Kent, Inc.||New Port Richey, FL||Oct 1997 - Feb 2007||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV