Richard Hawes (CRD# 1009950) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in New Smyrna Beach, FL and has over 23 years of experience in the finance industry.
CRD# 1617771
National Planning Corporation ("npc Of America" In Fl & Ny)
Score
103
CRD# 5932444
National Planning Corporation ("npc Of America" In Fl & Ny)
Score
100
CRD# 5374251
National Planning Corporation ("npc Of America" In Fl & Ny)
Score
100
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jun 2015 - Current | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jun 2015 - Current | 1 |
| Sigma Financial Corporation | Ann Arbor, MI | Jan 2014 - Jun 2015 | 1 |
| Spc | Ann Arbor, MI | Jan 2014 - Jun 2015 | 1 |
| Greystone Financial Group, Inc. | Troy, MI | Mar 2013 - Mar 2014 | 1 |
| Sigma Financial Corporation | Ann Arbor, MI | Feb 2013 - Mar 2013 | < 1 |
| Unemployed | Milford, MI | Aug 2012 - Feb 2013 | < 1 |
| Fifth Third Securities | Detroit, MI | Jun 2008 - Jul 2012 | 4 |
| Comerica Securities | Detroit, MI | Nov 2005 - Jun 2008 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2013 |
- FL
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Total Assets Under Management25,187MILLIONS
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Total Number of Accounts152,412ACCOUNTS
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Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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