Adam Barringer, financial advisor New York NY
90 score

Adam Barringer

CRD Number: 6093686
Current Firm: Charles Schwab & Company, Inc.

Adam Barringer (CRD# 6093686) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. New York City, NY Jun 2014 - Current 2
Charles Schwab Bank New York City, NY Jun 2014 - Current 2
Thistle Meadow Winery Laurel Spring, NC Sep 2012 - Jun 2014 1
The Vanguard Group, Inc. Charlotte, NC Jul 2012 - Mar 2014 1
Wells Fargo Bank Cornelius, NC Dec 2011 - Apr 2012 < 1
Wells Fargo Bank West Columbia, SC Jun 2011 - Dec 2011 < 1
Unemployed Columbia, SC Jan 2010 - Jun 2011 1
University Of South Carolina Columbia, SC Aug 2006 - Dec 2009 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination Mar 2014
Contact Info for Adam H. Barringer
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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