Alan SuenCRD Number: 4544271
Current Firm: Transamerica Financial Advisors, Inc.
Alan Suen (CRD# 4544271) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in New York, NY and has over 14 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Vertex Partners LLC||New York, NY||Jan 2015 - Current||2|
|Ivyspire||New York, NY||Sep 2014 - Current||2|
|Phoenix Ventures Realty LLC||Flushing, NY||May 2014 - Current||2|
|Real Estate - Alan Suen||Flushing, NY||Jul 2012 - Current||4|
|Transamerica Financial Advisors, Inc.||New York, NY||Jan 2012 - Current||5|
|Global Wall Street Associates||New York, NY||Jan 2011 - Current||6|
|Wfg||New York, NY||Apr 2002 - Current||14|
|Brownstone Tutors||New York, NY||Jun 2009 - Jul 2015||6|
|Guardian Life||New York, NY||Jun 2009 - Dec 2012||3|
|Investment Advisors International, Inc.||New York, NY||Jul 2009 - Jan 2012||2|
|Wgs||New York, NY||Jun 2002 - Jan 2012||9|
|Leap Ahead, Inc.||Atlantic Highlands, NJ||Oct 2008 - Dec 2010||2|
|Gemstone Capital||New York, NY||Jul 2005 - Jul 2009||4|
|M-logic||New York, NY||Jan 2005 - Apr 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S65||NASAA Investment Advisors Law Examination||May 2009|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.