Alan Suen (CRD# 4544271) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in New York, NY and has over 15 years of experience in the finance industry.
CRD# 5973991
Cfs Investment Advisory Services LLC
Score
107
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
CRD# 4276969
SRI Investing
Score
107
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Vertex Partners LLC | New York, NY | Jan 2015 - Current | 2 |
| Ivyspire | New York, NY | Sep 2014 - Current | 2 |
| Phoenix Ventures Realty LLC | Flushing, NY | May 2014 - Current | 3 |
| Real Estate - Alan Suen | Flushing, NY | Jul 2012 - Current | 5 |
| Transamerica Financial Advisors, Inc. | New York, NY | Jan 2012 - Current | 5 |
| Global Wall Street Associates | New York, NY | Jan 2011 - Current | 6 |
| Wfg | New York, NY | Apr 2002 - Current | 15 |
| Brownstone Tutors | New York, NY | Jun 2009 - Jul 2015 | 6 |
| Guardian Life | New York, NY | Jun 2009 - Dec 2012 | 3 |
| Investment Advisors International, Inc. | New York, NY | Jul 2009 - Jan 2012 | 2 |
| Wgs | New York, NY | Jun 2002 - Jan 2012 | 9 |
| Leap Ahead, Inc. | Atlantic Highlands, NJ | Oct 2008 - Dec 2010 | 2 |
| Gemstone Capital | New York, NY | Jul 2005 - Jul 2009 | 4 |
| M-logic | New York, NY | Jan 2005 - Apr 2009 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2002 |
| S65 | NASAA Investment Advisors Law Examination | May 2009 |
- NJ
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Total Assets Under Management4,493MILLIONS
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Total Number of Accounts33,842ACCOUNTS
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Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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