Alan Suen, financial advisor New York NY
93 score

Alan Suen

CRD Number: 4544271
Current Firm: Transamerica Financial Advisors, Inc.

Alan Suen (CRD# 4544271) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in New York, NY and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Vertex Partners LLC New York, NY Jan 2015 - Current 1
Ivyspire New York, NY Sep 2014 - Current 2
Phoenix Ventures Realty LLC Flushing, NY May 2014 - Current 2
Real Estate - Alan Suen Flushing, NY Jul 2012 - Current 4
Transamerica Financial Advisors, Inc. New York, NY Jan 2012 - Current 4
Global Wall Street Associates New York, NY Jan 2011 - Current 5
Wfg New York, NY Apr 2002 - Current 14
Brownstone Tutors New York, NY Jun 2009 - Jul 2015 6
Guardian Life New York, NY Jun 2009 - Dec 2012 3
Investment Advisors International, Inc. New York, NY Jul 2009 - Jan 2012 2
Wgs New York, NY Jun 2002 - Jan 2012 9
Leap Ahead, Inc. Atlantic Highlands, NJ Oct 2008 - Dec 2010 2
Gemstone Capital New York, NY Jul 2005 - Jul 2009 4
M-logic New York, NY Jan 2005 - Apr 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination May 2009
Contact Info for Alan Suen
Phone Number: 727-299-1800
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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