Alex Smith, financial advisor New York NY

Alex Smith

CRD Number: 1821945
Current Firm: Advice And Planning Services

Alex Smith (CRD# 1821945) is an Investment Advisor Representative working at Advice And Planning Services in New York, NY and has over 34 years of experience in the finance industry.

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Origin Investment Advisory LLC
Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC New York, NY Jul 1987 - Current 36
Tiaa New York, NY Jul 1987 - Current 36
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S66 NASAA Uniform Combined State Law Examination Mar 2005
Contact Info for Alex P. Smith
Phone Number: 212-490-9000
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    30,907
    MILLIONS
  • Total Number of Accounts
    76,892
    ACCOUNTS
  • Average Account Value
    $401,951
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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