Anthony Bottini III, financial advisor New York NY
98 score

Anthony Bottini III

CRD Number: 5567091
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation Model: Both

 

Anthony R Bottini III,  CRPC®, AAMS®

Vice President

Portfolio Manager

Wealth Management Advisor

Retirement Accredited Financial Advisor

 

Anthony is a founding member of BHG Associates, a wealth management advisory team based in New York, NY.

 

BHG Associates takes a multdimensional approach to wealth management.  We advise and guide our clients in multiple areas: Asset & liability management, diversified investments, trust and estate planning services, retirement income planning & concentrated stock management, among others.  Our mission is to be a steady and insightful resource, helping clients accumulate, preserve, organize and structure their wealth.

 

Our innovative team structure and well-refined process offer our clients the best of both worlds: the intimacy and personal touch of a small, specialized boutique, coupled with the vast resources of Merrill Lynch, US Trust & Bank of America

 

Anthony Bottini (CRD# 5567091) is a Wealth Management Advisor working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 6 years of experience in the finance industry.  He holds both the AAMS and CRPC professional designations and is a qualified Portfolio Manager as well as Wealth Management Advisor at Merrill Lynch

CONTACT
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Professional Designations
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY May 2011 - Current 6
Unemployed Poughkeepsie, NY Jun 2010 - May 2011 < 1
Hamilton College Clinton, NY Aug 2006 - Jun 2010 3
The Kent School Kent, CT Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Jul 2011
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for Anthony R. Bottini III
Phone Number: 212-236-5884
Registered State(s):
  • CT
  • TX
  • AZ
  • CA
  • CO
  • DE
  • DC
  • FL
  • GA
  • MD
  • IL
  • MA
  • NV
  • NY
  • NJ
  • OK
  • PA
  • RI
  • NC
  • WA
  • VT
  • VA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Firm Disclaimer:

Merrill Lynch makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S), a registered broker-dealer and Member Securities Investor Protection Corporation (SIPC), and other subsidiaries of Bank of America Corporation. Insurance and annuity products are offered through Merrill Lynch Life Agency Inc., a licensed insurance agency and wholly owned subsidiary of Bank of America Corporation.

Merrill Lynch is the marketing name for Merrill Lynch Wealth Management, and Merrill Edge®, both of which are made available through Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”). Merrill Edge is available through Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S), and consists of the Merrill Edge Advisory Center (investment guidance) and self-directed online investing.

Trust and fiduciary services are provided by U.S. Trust, a division of Bank of America, N.A., Member FDIC, or U.S. Trust Company of Delaware. Both are wholly owned subsidiaries of Bank of America Corporation.

Banking products are provided by Bank of America, N.A. and affiliated banks, Members FDIC and wholly owned subsidiaries of Bank of America Corporation.

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BADGES
98
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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