Anthony Bottini III, financial advisor New York NY
100 score

Anthony Bottini III

BHG Associates

CRD Number: 5567091
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation Model: Both

Anthony R Bottini III, AAMS, CRPC

Vice President

Portfolio Manager

Wealth Management Advisor

 

Annthony Richard Bottini III, AAMS, CRPC is one of the founding partners of BHG Associates, a wealth management advisory team with over 6 decades of experience in financial services.

 

Rick holds the Chartered Retirement Planning Counselor and Accredited Asset Management Specialist designations. He is a qualified Portfolio Manager who, in addition to providing traditional advice and guidance, can help clients pursue their objectives by building and managing his own personalized or defined strategies, which may incorporate individual stocks and bonds, Merrill Lynch model portfolios and third-party investment strategies. When servicing clients through the firm's Investment Advisory Program, a portfolio manager may manage his strategies on a discretionary basis.

 

Rick graduated from Hamilton College where he earned his BA in Economics and Political Science.

CONTACT
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Professional Designations
Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York, NY May 2011 - Current 6
Unemployed Poughkeepsie, NY Jun 2010 - May 2011 < 1
Hamilton College Clinton, NY Aug 2006 - Jun 2010 3
The Kent School Kent, CT Aug 2002 - Aug 2006 4
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Jul 2011
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for Anthony R. Bottini III
Phone Number: 212-236-5884
Registered State(s):
  • CT
  • TX
  • AZ
  • CA
  • CO
  • DE
  • DC
  • FL
  • GA
  • MD
  • IL
  • MA
  • NV
  • NY
  • NJ
  • OK
  • PA
  • RI
  • NC
  • WA
  • VT
  • VA
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Merrill Lynch makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S), a registered broker-dealer and Member Securities Investor Protection Corporation (SIPC), and other subsidiaries of Bank of America Corporation. Insurance and annuity products are offered through Merrill Lynch Life Agency Inc., a licensed insurance agency and wholly owned subsidiary of Bank of America Corporation.

Merrill Lynch is the marketing name for Merrill Lynch Wealth Management, and Merrill Edge®, both of which are made available through Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”). Merrill Edge is available through Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S), and consists of the Merrill Edge Advisory Center (investment guidance) and self-directed online investing.

Trust and fiduciary services are provided by U.S. Trust, a division of Bank of America, N.A., Member FDIC, or U.S. Trust Company of Delaware. Both are wholly owned subsidiaries of Bank of America Corporation.

Banking products are provided by Bank of America, N.A. and affiliated banks, Members FDIC and wholly owned subsidiaries of Bank of America Corporation.

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BADGES
100
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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