Brian WinklerCRD Number: 4191044
Current Firm: Advisors Asset Management, Inc.
Brian Winkler (CRD# 4191044) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in New York, NY and has over 21 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
High Mountain Financial Coaching LLC
|Advisors Asset Management, Inc.||Monument, CO||Oct 2021 - Current||< 1|
|Hennion & Walsh, Inc.||Parsippany, NJ||Mar 2014 - Oct 2021||7|
|Equinox Group Distributors, LLC||Princeton, NJ||May 2013 - Mar 2014||< 1|
|Unemployed/looking For Employment||Fairfield, NJ||Apr 2013 - May 2013||< 1|
|Oppenheimerfunds, Distributor, Inc.||New York, NY||Oct 2000 - Apr 2013||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2000|
|S66||NASAA Uniform Combined State Law Examination||Jan 2022|
Total Assets Under Management4,039MILLIONS
Total Number of Accounts1,512ACCOUNTS
Average Account Value$2,671,173
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, VA, VT, WA, WI
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