Carrie MagliaCRD Number: 3102691
Current Firm: Lebenthal Wealth Advisors, LLC
Carrie Maglia (CRD# 3102691) is an Investment Advisor Representative working at Lebenthal Wealth Advisors, LLC in New York, NY and has over 18 years of experience in the finance industry. Carrie Maglia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Purshe Kaplan Sterling Investments||Albany, NY||Jul 2016 - Current||1|
|York Bridge Wealth Partners||New York, NY||Jul 2016 - Current||1|
|Lebenthal & Company, LLC||New York, NY||Mar 2014 - Jul 2016||2|
|Morgan Stanley Smith Barney||New York, NY||Jun 2009 - Mar 2014||4|
|Citigroup Global Markets Inc.||New York, NY||Jul 1999 - Jun 2009||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 2003|
Total Assets Under Management941MILLIONS
Total Number of Accounts1,092ACCOUNTS
Average Account Value$861,408
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
MI, MT, ND, NJ, NY, OR, TX, WA
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