Carsten WellemsenCRD Number: 6574422
Current Firm: Ubs Financial Services Inc.
Carsten Wellemsen (CRD# 6574422) is an Investment Advisor Representative working at Ubs Financial Services Inc. in New York, NY and has over 5 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
Hightower Advisors, LLC
|Ubs Financial Services Inc.||New York, NY||Apr 2018 - Current||3|
|Db Trust Company Americas||New York, NY||Oct 2015 - Current||6|
|Deutsche Bank Securities Inc.||New York, NY||Oct 2015 - Current||6|
|Deutsche Bank Aktiengesellschaft||Frankfurt,||Nov 2012 - Oct 2015||2|
|Db Privat-und Geschaftskunden Ag||Essen,||Jun 2012 - Nov 2012||< 1|
|Db Privat-und Geschaftskunden Ag||Duesseldorf,||Jan 2003 - Jun 2012||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2018|
|S63||Uniform Securities State Law Examination||Apr 2016|
Total Assets Under Management572,471MILLIONS
Total Number of Accounts1,003,533ACCOUNTS
Average Account Value$570,455
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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