Charles Pouliot (CRD# 5430319) is an Investment Advisor Representative working at Wealth Effects in West New York, NJ and has over 14 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealth Effects | Boston, MA | Oct 2023 - Current | < 1 |
| Allied Millennial Partners | New York, NY | Oct 2019 - Oct 2023 | 4 |
| Bridgeway Wealth Partners, LLC | New York, NY | Oct 2019 - Oct 2023 | 4 |
| Avenir Private Advisors, LLC | Miami, FL | Aug 2018 - Sep 2019 | 1 |
| Procyon Private Wealth Partners, LLC | Shelton, CT | Nov 2017 - Jul 2018 | < 1 |
| Procyon Institutional Partners, LLC | Shelton, CT | Nov 2017 - Jul 2018 | < 1 |
| Merrill Lynch | New York, NY | Sep 2007 - Oct 2017 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
-
Total Assets Under Management393MILLIONS
-
Total Number of Accounts1,008ACCOUNTS
-
Average Account Value$389,793
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, CT, FL, GA, IL, MA, MD, ME, NC, NH, NJ, NY, RI, SC, TX, VA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.