Cindy Floyd, financial advisor New York NY

Cindy Floyd

CRD Number: 5049741
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cindy Floyd (CRD# 5049741) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga, TN May 2017 - Current 4
Unemployed Chattanooga, TN Nov 2016 - May 2017 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton, NJ Aug 2004 - Nov 2016 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Cindy Floyd
Phone Number: 800-637-7455
Firm Website: http://www.pbig.ml.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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