Cintia Kempkes (CRD# 5283613) is an Investment Advisor Representative working at Ingalls & Snyder LLC in New York, NY and has over 16 years of experience in the finance industry. Cintia Kempkes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Valmark Securities, Inc. | 130 Springside Drive, Suite 300, OH | Jan 2017 - Feb 2020 | 3 |
| Capital Formation Group, Inc. | Wellesley, MA | Jan 2017 - Feb 2020 | 3 |
| Unemployed | New York, NY | Jul 2016 - Jan 2017 | < 1 |
| Usaa Financial Planning Services | New York, NY | Jan 2016 - Jul 2016 | < 1 |
| Usaa Financial Advisors, Inc. | New York, NY | Jan 2016 - Jul 2016 | < 1 |
| Credit Suisse Securities (usa) LLC | Ny, NY | Apr 2015 - Dec 2015 | < 1 |
| Bank Of America, N.a. | New York, NY | Dec 2011 - Apr 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2007 |
- NJ
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Total Assets Under Management5,233MILLIONS
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Total Number of Accounts5,816ACCOUNTS
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Average Account Value$899,735
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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