Claudia Caraballo, financial advisor New York NY

Claudia Caraballo

CRD Number: 5731150
Current Firm: Citigroup Global Markets Inc.

Claudia Caraballo (CRD# 5731150) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in New York, NY and has over 3 years of experience in the finance industry.

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Origin Financial
Company Name Location Dates Years
Citigroup New York, NY Aug 2019 - Current 3
Hsbc Securities Usa Inc. New York, NY Sep 2017 - Jul 2019 1
Hsbc Bank Usa National Association New York, NY Jul 2016 - Jul 2019 3
Superior Group New York, NY Sep 2015 - Jul 2016 < 1
Pratt University Brooklyn, NY Oct 2015 - Feb 2016 < 1
Veritude Jersey City, NJ Mar 2015 - Sep 2015 < 1
H&r Block Jersey City, NJ Jan 2015 - Mar 2015 < 1
New Jersey City University Jersey City, NJ Jun 2014 - Dec 2014 < 1
International Studies Abroad Jersey City, NJ Oct 2013 - Dec 2014 1
New Jersey City University Jersey City, NJ Sep 2010 - Dec 2014 4
H&r Block Jersey City, NJ Jan 2014 - Apr 2014 < 1
Apc Workforce Solutions Ii Jersey City, NJ Jun 2013 - Aug 2013 < 1
H&r Block Jersey City, NJ Jan 2013 - Apr 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2019
Contact Info for Claudia Caraballo
Phone Number: 212-816-6000
Firm Website: https://twitter.com/citi
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    43,883
    MILLIONS
  • Total Number of Accounts
    54,186
    ACCOUNTS
  • Average Account Value
    $809,861
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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