Connor Duffy, financial advisor New York NY
93 score

Connor Duffy

CRD Number: 5545382
Current Firm: Morgan Stanley

Connor Duffy (CRD# 5545382) is an Investment Advisor Representative working at Morgan Stanley in New York, NY and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC New York, NY Feb 2011 - Current 5
The Ayco Company LP Latham, NY Dec 2009 - Feb 2011 1
Unemployed South Boston, MA May 2009 - Dec 2009 < 1
Tulane University New Orleans, LA Aug 2008 - May 2009 < 1
Citigroup Boston, MA May 2008 - Aug 2008 < 1
Beacon Investment Management Boston, MA May 2008 - Aug 2008 < 1
Tulane University New Orleans, LA Aug 2007 - May 2008 < 1
Northeast Investment Mangagement Boston, MA Apr 2005 - Jul 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for Connor F. Duffy
Phone Number: 914-225-5510
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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