Cory Babcock, financial advisor New York NY
88 score

Cory Babcock

CRD Number: 6316597
Current Firm: Hsbc Securities (usa) Inc.

Cory Babcock (CRD# 6316597) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Bank Usa, N.a. New York, NY Mar 2014 - Current 2
Hsbc Securities (usa) Inc. New York, NY Mar 2014 - Current 2
Callan Associates Summit, NJ May 2013 - Mar 2014 < 1
Franklin And Marshall College Lancaster, PA Aug 2009 - May 2013 3
Olgilvy Commonhealth Parispanny, NJ May 2012 - Jul 2012 < 1
The Pingry School Basking Ridge, NJ Sep 2005 - May 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Cory P. Babcock
Phone Number: 212-525-2879
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    2,985
    MILLIONS
  • Total Number of Accounts
    12,340
    ACCOUNTS
  • Average Account Value
    $241,893
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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