Darin Pope, financial advisor New York NY
86 score

Darin Pope

CRD Number: 1894306
Current Firm: United Advisors

Darin Pope (CRD# 1894306) is an Investment Advisor Representative working at United Advisors in New York, NY and has over 19 years of experience in the finance industry. Darin Pope has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America Inc. Lavista, NE Sep 2009 - Current 7
United Atlantic Advisors, LLC Toledo, OH Jan 2005 - Current 11
Mutual Service Corporation Secaucus, NJ Jan 2008 - Sep 2009 1
Royal Alliance Associates Secaucus, NJ Dec 2006 - Jan 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1996
S65 NASAA Investment Advisors Law Examination May 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Darin P. Pope
Phone Number: 201-864-0500
Firm Website: http://www.uawealth.com
Registered State(s):
  • FL
  • TX
  • RI
  • NJ
  • OH
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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