David Elwood (CRD# 2443931) is an Investment Advisor Representative working at Steward Partners Investment Solutions, LLC in Florham Park, NJ and has over 30 years of experience in the finance industry. David Elwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5366446
Legacy Care Wealth, LLC
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Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Steward Partners Investment Solutions, LLC | Florham Park, NJ | May 2022 - Current | 1 |
| Steward Partners Investment Advisory, LLC | Florham Park, NJ | May 2018 - Current | 5 |
| Steward Partners Global Advisory, LLC | Florham Park, NJ | May 2018 - Current | 5 |
| Raymond James Financial Services,inc | Morristown, NJ | May 2018 - May 2022 | 4 |
| Wells Fargo Clearing Services, LLC | Florham Park, NJ | Nov 2016 - May 2018 | 1 |
| Wells Fargo Advisors LLC | Florham Park, NJ | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
- TX
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Total Assets Under Management991MILLIONS
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Total Number of Accounts2,712ACCOUNTS
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Average Account Value$365,369
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