Diana Defrate, financial advisor New York NY
93 score

Diana Defrate

CRD Number: 4522566
Current Firm: Vicus Capital, Inc.

Diana Defrate (CRD# 4522566) is an Investment Advisor Representative working at Vicus Capital, Inc. in New York, NY and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Current 4
Vicus Capital, Inc. (formerly Pfg Financial Advisors) State College, PA Nov 2005 - Current 12
Walnut Street Securities St Louis, MO Apr 2000 - Aug 2013 13
Time Dis Services New York City, NY Mar 1999 - Nov 2008 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2002
Contact Info for Diana L. Defrate
Phone Number: 855-558-4287
Firm Website: http://vicuscapital.com/
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    1,094
    MILLIONS
  • Total Number of Accounts
    4,397
    ACCOUNTS
  • Average Account Value
    $248,896
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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