Diane Ruiz (CRD# 2969808) is an Investment Advisor Representative working at Santander Securities in Boston, MA and has over 19 years of experience in the finance industry.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 4046712
Stonehearth Capital Management
CRD# 2086353
Fidelity Personal And Workplace Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Santander Bank, Na | Boston, MA | May 2022 - Current | 1 |
Santander Securities, LLC | Dorchester, MA | May 2022 - Current | 1 |
Lpl Financial LLC | Port Saint Lucie, FL | Sep 2021 - May 2022 | < 1 |
Eagle Strategies LLC | White Plains, NJ | Nov 2020 - Sep 2021 | < 1 |
Nylife Securities LLC | New York, NY | Oct 2020 - Sep 2021 | < 1 |
New York Life Insurance Company | White Plains, NY | Jun 2020 - Sep 2021 | 1 |
Hsbc Bank Usa N.a. | New York, NY | Aug 2016 - Jun 2020 | 3 |
Hsbc Securities (usa) | New York, NY | Sep 2008 - Aug 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | May 2004 |
- NJ
- NY
-
Total Assets Under Management2,130MILLIONS
-
Total Number of Accounts9,813ACCOUNTS
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Average Account Value$217,092
- A percentage of assets under your management
- Financial planning services
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