Dominique Davis, financial advisor Alpharetta GA

Dominique Davis

CRD Number: 2965551
Current Firm: Cetera Investment Advisers LLC

Dominique Davis (CRD# 2965551) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Alpharetta, GA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA May 2022 - Current 1
Cetera Financial Specialists Schaumburg, IL May 2022 - Current 1
Cetera Advisors LLC Greenvillage, CO May 2022 - Current 1
Cetera Investment Services St Cloud, MN Sep 2021 - Current 2
The Strategic Financial Alliance, Inc. Atlanta, GA Dec 2020 - Current 3
The Strategic Financial Alliance, Inc. Atlanta, GA Dec 2020 - Current 3
First Allied Securities Inc. San Diego, CA May 2022 - Sep 2022 < 1
Unemployed Alpharetta, GA Aug 2020 - Dec 2020 < 1
Triad Advisors Norcross, GA Feb 2019 - Aug 2020 1
Unemployed Alpharetta, GA Jul 2018 - Jan 2019 < 1
E*trade Capital Management LLC Alpharetta, GA May 2017 - Jun 2018 1
E*trade Securities LLC Alpharetta, GA May 2017 - Jun 2018 1
E*trade Securities LLC Alpharetta, GA Jun 2016 - May 2017 < 1
E*trade Capital Management LLC Alpharetta, GA Jun 2016 - May 2017 < 1
E*trade Capital Management LLC Alpharetta, GA Jun 2011 - Jun 2016 5
E*trade Securities LLC Alpharetta, GA Jun 2011 - Jun 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1998
S66 NASAA Uniform Combined State Law Examination Mar 2003
Contact Info for Dominique Davis
Phone Number: 310-257-7880
Registered State(s):
  • GA
By the Numbers
  • Total Assets Under Management
    104,469
    MILLIONS
  • Total Number of Accounts
    423,554
    ACCOUNTS
  • Average Account Value
    $246,648
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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