Gerard Klingman, financial advisor New York NY
101 score

Gerard Klingman

CRD Number: 1196667
Current Firm: Klingman And Associates, LLC

Gerard Klingman (CRD# 1196667) is an Investment Advisor Representative working at Klingman And Associates, LLC in New York, NY and has over 33 years of experience in the finance industry. Gerard Klingman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Danna Jacobs, financial advisor New York NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Similar Advisors
Nat Prentice, financial advisor New York NY
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Similar Advisors
Michael Cocco, financial advisor New York NY
Michael S. Cocco
CRD# 4936830
Axa Advisors, LLC
Professional Designations
Company Name Location Dates Years
Ridge Retirement Cosultants New York, NY Jun 2014 - Current 2
Avgk Ventures, LLC New York, NY Jun 2011 - Current 5
Trustee New York, NY Jun 2011 - Current 5
Raymond James Financial Services Advisors, Inc. New York, NY Jan 2009 - Current 7
Klingman And Associates LLC New York, NY May 2006 - Current 10
Raymond James Financial Services, Inc. New York, NY Jan 2006 - Current 10
The Northwestern Mutual Life Insurance C Milwaukee, WI Oct 1986 - Jan 2006 19
Northwestern Mutual Investment Services, LLC Milwaukee, WI Oct 1986 - Jan 2006 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Gerard A. Klingman
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Gerard Klingman and other advisors.
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.