Gregory SerbeCRD Number: 1253637
Current Firm: Lebenthal Asset Management, LLC
Gregory Serbe (CRD# 1253637) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 30 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Lebenthal & Company, LLC||New York, NY||Mar 2008 - Current||9|
|Lebenthal Asset Management, LLC||New York, NY||Mar 2008 - Current||9|
|Alexandra & James Company||New York, NY||Sep 2007 - Mar 2008||< 1|
|Blackrock Investments, Inc.||New York, NY||Sep 2006 - Aug 2007||< 1|
|Fam Distributors, Inc.||Plainsboro, NJ||Dec 2005 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1986|
|S65||NASAA Investment Advisors Law Examination||Feb 1994|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
Total Assets Under Management1,482MILLIONS
Total Number of Accounts1,500ACCOUNTS
Average Account Value$987,790
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
CA, CO, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, MN, NC, NJ, NY, OH, OK, OR, PA, SD, TX, WA, WI
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