Gregory SerbeCRD Number: 1253637
Current Firm: Lebenthal Asset Management, LLC
Gregory Serbe (CRD# 1253637) is an Investment Advisor Representative working at Lebenthal Asset Management, LLC in New York, NY and has over 30 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Lebenthal & Company, LLC||New York, NY||Mar 2008 - Current||8|
|Lebenthal Asset Management, LLC||New York, NY||Mar 2008 - Current||8|
|Alexandra & James Company||New York, NY||Sep 2007 - Mar 2008||< 1|
|Blackrock Investments, Inc.||New York, NY||Sep 2006 - Aug 2007||< 1|
|Fam Distributors, Inc.||Plainsboro, NJ||Dec 2005 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1986|
|S65||NASAA Investment Advisors Law Examination||Feb 1994|
|S66||NASAA Uniform Combined State Law Examination||Jan 2003|
Total Assets Under Management1,482MILLIONS
Total Number of Accounts1,500ACCOUNTS
Average Account Value$987,790
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
CA, CO, CT, DC, DE, FL, GA, IL, LA, MA, MD, MI, MN, NC, NJ, NY, OH, OK, OR, PA, SD, TX, WA, WI
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.