Humberto MinayaCRD Number: 5098797
Current Firm: Transamerica Retirement Advisors, LLC
Humberto Minaya (CRD# 5098797) is an Investment Advisor Representative working at Transamerica Retirement Advisors, LLC in New York, NY and has over 15 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Park Avenue Securities LLC
|Transamerica Retirement Solutions||New York, NY||Mar 2017 - Current||4|
|Transamerica Investors Securities Corporation||New York, NY||Mar 2017 - Current||4|
|Unemployed||New York, NY||Aug 2016 - Mar 2017||< 1|
|Empire Merchants||Queens, NY||Apr 2015 - Jul 2016||1|
|J.p. Morgan Securities LLC||Bronx, NY||Feb 2006 - Apr 2015||9|
|Chase Investment Services Corp||Bronx, NY||Feb 2006 - Oct 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2006|
|S65||NASAA Investment Advisors Law Examination||May 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management8,765MILLIONS
Total Number of Accounts107,317ACCOUNTS
Average Account Value$81,674
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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