Jacob HeinzCRD Number: 5899502
Current Firm: E*trade Capital Management, LLC
Jacob Heinz (CRD# 5899502) is an Investment Advisor Representative working at E*trade Capital Management, LLC in New York, NY and has over 6 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|E*trade Capital Management LLC||Charlotte, NC||Jul 2016 - Current||1|
|E*trade Securities LLC||Charlotte, NC||Jul 2016 - Current||1|
|Bank Of America, N.a.||Charlotte, NC||Feb 2015 - Jul 2016||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Charlotte, NC||Jun 2014 - Jul 2016||2|
|Pruco Securities, LLC||Charlotte, NC||Mar 2011 - Jun 2014||3|
|The Prudential Insurance Company Of America||Charlotte, NC||Mar 2011 - Jun 2014||3|
|Heinz Enterprises||Charlotte, NC||Aug 2005 - Mar 2011||5|
|Common House||Charlotte, NC||Jan 2009 - May 2010||1|
|Rusty Rudder||Cornelius, NC||Apr 2008 - Dec 2009||1|
|Providence Road Sundries||Charlotte, NC||Nov 2007 - Jan 2008||< 1|
|Grand Cental Deli & Spirits||Charlotte, NC||Apr 2004 - Nov 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2011|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management3,199MILLIONS
Total Number of Accounts19,200ACCOUNTS
Average Account Value$166,610
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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