James KileyCRD Number: 1278905
Current Firm: Guggenheim Investments
James Kiley (CRD# 1278905) is an Investment Advisor Representative working at Guggenheim Investments in New York, NY and has over 15 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Security Distributors, Inc.||Topeka, KS||Feb 2011 - Current||6|
|Unemployed||Hazlet, NJ||Oct 2009 - Feb 2011||1|
|New England Securities||Wall Township, NJ||Feb 2009 - Oct 2009||< 1|
|Genworth Financial||Richmond, VA||Dec 2007 - Nov 2008||< 1|
|Capital Brokerage Corp||Richmond, VA||Dec 2007 - Nov 2008||< 1|
|Ubs Financial Services Inc.||Red Bank, NJ||Jun 2006 - Nov 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S66||NASAA Uniform Combined State Law Examination||Jun 2007|
Total Assets Under Management30,032MILLIONS
Total Number of Accounts165ACCOUNTS
Average Account Value$182,014,135
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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