James O'gradyCRD Number: 5949957
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
James O'grady (CRD# 5949957) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has over 5 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New York, NY||Apr 2013 - Current||4|
|Olympia Asset Management||New York, NY||Feb 2013 - Apr 2013||< 1|
|Unemployed||Berkely Heights, NJ||Jul 2012 - Jan 2013||< 1|
|Ing Financial Partners, Inc.||Jersey City, NJ||Jul 2011 - Jul 2012||1|
|Berkeley Hts. Board Of Education||Berkeley Heights, NJ||Nov 2009 - Jun 2011||1|
|Full-time Education||Berkeley Heights, NJ||Sep 2009 - Oct 2009||< 1|
|Hunter Roberts Construction||Jersey City, NJ||May 2009 - Aug 2009||< 1|
|Fire Code Services||Jersey City, NJ||May 2007 - May 2009||2|
|Full-time Education||Berkeley Heights, NJ||Apr 2006 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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