Jason NievesCRD Number: 5621532
Current Firm: Hsbc Securities (usa) Inc.
Jason Nieves (CRD# 5621532) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in New York, NY and has over 7 years of experience in the finance industry. Jason Nieves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Hsbc Securities (usa) Inc.||New York, NY||Apr 2013 - Current||3|
|Hsbc Securities (usa) Inc.||New York, NY||May 2010 - Apr 2013||2|
|Hsbc Securities (usa) Inc.||New York, NY||Nov 2008 - May 2010||1|
|Unemployed||New York, NY||Jul 2008 - Oct 2008||< 1|
|A.v. Furniture Mart||Lancaster, CA||Feb 2002 - Jun 2008||6|
|Warner Bros. Entertainment||Burbank, CA||Jun 2005 - Sep 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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