Jeffrey PlummerCRD Number: 1975731
Current Firm: Park Avenue Securities LLC
Jeffrey Plummer (CRD# 1975731) is an Investment Advisor Representative working at Park Avenue Securities LLC in New York, NY and has over 28 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Guardian Life Insurance Co Of America||Charlotte, NC||Mar 2010 - Current||7|
|Park Avenue Securities LLC||Charlotte, NC||Mar 2010 - Current||7|
|Park Avenue Securities||Harrisburg, NC||Dec 2009 - Current||8|
|Guardian Life Insurance Company||Harrisburg, NC||Sep 2000 - Current||17|
|Signator Investors, Inc.||Charlotte, NC||Jun 2007 - Nov 2009||2|
|Axa Advisors LLC||Charlotte, NC||Aug 2004 - Jun 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
|S66||NASAA Uniform Combined State Law Examination||May 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management6,646MILLIONS
Total Number of Accounts39,311ACCOUNTS
Average Account Value$169,065
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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