John ConroyCRD Number: 3008995
Current Firm: Andrew Garrett, Inc.
John Conroy (CRD# 3008995) is an Investment Advisor Representative working at Andrew Garrett, Inc. in New York, NY and has over 18 years of experience in the finance industry.
Cfs Investment Advisory Services LLC
Legacy Care Wealth, LLC
|Andrew Garrett, Inc.||New York, NY||Aug 2008 - Current||8|
|The Concord Equity Group, LLC||New York, NY||Jul 2008 - Aug 2008||< 1|
|New Castle||Melville, NY||Jun 2006 - Jul 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1998|
|S66||NASAA Uniform Combined State Law Examination||Dec 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management39MILLIONS
Total Number of Accounts96ACCOUNTS
Average Account Value$406,644
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, CA, CT, FL, GA, IL, LA, MN, MO, NJ, NY, PA, SC, TX, VA
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