John LockwoodCRD Number: 6722452
Current Firm: Rockefeller Capital Management
John Lockwood (CRD# 6722452) is an Investment Advisor Representative working at Rockefeller Capital Management in New York, NY and has over 4 years of experience in the finance industry.
Financial Life Focus, LLC
Park Avenue Securities LLC
Hightower Advisors, LLC
|Rockefeller Financial LLC||New York, NY||Feb 2020 - Current||1|
|Rock & Co LLC||New York, NY||Feb 2020 - Current||1|
|Morgan Stanley||New York, NY||Feb 2018 - Feb 2020||2|
|Princeton Equity Partners||Lewiston, NY||Oct 2016 - Feb 2018||1|
|Independent Financial Group, LLC||Lewiston, NY||Oct 2016 - Feb 2018||1|
|Unemployed||New York, NY||Jun 2015 - Oct 2016||1|
|Rollins College||Key West, FL||Jun 2001 - May 2015||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2017|
Total Assets Under Management14,864MILLIONS
Total Number of Accounts19,625ACCOUNTS
Average Account Value$757,424
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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