John Mulligan (CRD# 5958433) is an Investment Advisor Representative working at Morgan Stanley in New York, NY and has over 12 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Smith Barney LLC | New York, NY | Apr 2023 - Current | 1 |
| Morgan Stanley Private Bank, N.a | New York, NY | Apr 2023 - Current | 1 |
| First Republic Securities Company, LLC | New York, NY | Jul 2020 - Apr 2023 | 2 |
| First Republic Investment Management, Inc. | New York, NY | Jul 2020 - Apr 2023 | 2 |
| J.p Morgan Chase Bank | New York, NY | Mar 2011 - Jul 2020 | 9 |
| J.p Morgan Securities LLC | New York, NY | Mar 2011 - Jul 2020 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
- NY
- TX
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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