John Stephens, financial advisor Little Rock AR

John Stephens

CRD Number: 5384316
Current Firm: Stephens

John Stephens (CRD# 5384316) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Little Rock, AR Feb 2024 - Current < 1
Stephens Inc. Little Rock, AR Feb 2022 - Feb 2024 2
Stephens Inc. Little Rock, AR Jun 2020 - Feb 2022 1
Stephens Inc. New York, NY Aug 2013 - Jun 2020 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for John C. Stephens
Phone Number: 501-377-2000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    13,305
    MILLIONS
  • Total Number of Accounts
    21,432
    ACCOUNTS
  • Average Account Value
    $620,789
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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