Joseph Davis, financial advisor New York NY

Joseph Davis

CRD Number: 5715883
Current Firm: Iht Wealth Management LLC

Joseph Davis (CRD# 5715883) is an Investment Advisor Representative working at Iht Wealth Management LLC in New York, NY and has over 14 years of experience in the finance industry. Joseph Davis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Iht Wealth Management LLC New York, NY Aug 2021 - Current 2
Laidlaw Wealth Management New York, NY Jun 2020 - Aug 2021 1
Laidlaw & Company New York, NY Jun 2020 - Aug 2021 1
Hsbc Bank Usa, N.a. New York, NY Aug 2016 - Apr 2020 3
Hsbc Securites (usa)inc. New York, NY Apr 2013 - Apr 2020 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2010
S65 NASAA Investment Advisors Law Examination Jul 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph W. Davis
Phone Number: 855-295-2828
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    4,374
    MILLIONS
  • Total Number of Accounts
    18,644
    ACCOUNTS
  • Average Account Value
    $234,583
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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