Joseph Friedman
CRD Number: 7115111Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Joseph Friedman (CRD# 7115111) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY and has 1 year of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Oct 2021 - Current | 2 |
| Brean Strategic Advisors | New York, NY | Dec 2019 - Aug 2021 | 1 |
| Bank Of America | New York, NY | May 2019 - Nov 2019 | < 1 |
| Semper Capital Management | New York, NY | Nov 2018 - Apr 2019 | < 1 |
| Exos Financials | New York, NY | Sep 2017 - Nov 2018 | 1 |
| Brevan Howard Us Investment Management | New York, NY | Aug 2014 - Sep 2017 | 3 |
| Sullivan & Galleshaw, LLP | Ozone Park, NY | Jun 2011 - Aug 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2022 |
- NY
- TX
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Total Assets Under Management1,093,689MILLIONS
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Total Number of Accounts2,864,234ACCOUNTS
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Average Account Value$381,844
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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