Joshua Rando, financial advisor Brooklyn NY

Joshua Rando

CRD Number: 6261106
Current Firm: Charles Schwab & Company, Inc.

Joshua Rando (CRD# 6261106) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Brooklyn, NY and has over 10 years of experience in the finance industry. Joshua Rando has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Brooklyn, NY Jun 2023 - Current < 1
Charles Schwab Bank, Ssb Brooklyn, NY Jun 2023 - Current < 1
Morgan Stanley New York, NY Mar 2023 - Jun 2023 < 1
E*trade Securities LLC New York, NY Sep 2017 - Jun 2023 5
E*trade Capital Management LLC New York, NY Sep 2017 - Jun 2023 5
Fidelity Investments Merrimack, NH Oct 2013 - Aug 2017 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2013
S66 NASAA Uniform Combined State Law Examination Feb 2014
Contact Info for Joshua H. Rando
Phone Number: 415-667-7000
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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